| S.No. | Company Name | Main violation Area | General Discription | Date of Order | Outcome of Order (Warning/Penalty) |
Date of Deposit of Penalty | Challan No. | Appeal | Appellate Bench Order Date/ Review | Status/ Comments/ Remarks |
| 1 | Time Securities Pvt Limited | AML Regulations | AML Regulations | April 13, 2020 | 200,000.00 | 26-Jun-25 | M-2025-1729348 | Appeal No. 54/ 2020 | 11-Apr-25 | 100,000.00 |
| 2 | Time Securities Pvt Limited | AML regulations | AML Regulations | July 29, 2020 | 300,000.00 | 26-Jun-25 | M-2025-1729328 | Appeal No. 96/2020 | 5-May-25 | 150,000.00 |
| 3 | Time Securities Pvt Limited | AML regulations | AML Regulations | June 8, 2026 | Warning | N/A | N/A | N/A | N/A | N/A |